Persuant to NASD and SEC regulation, Trade manage Capital., Inc. has a Business Continuity Plan (BCP) in place to prepare for the possibility of future significant business disruptions (SBD) ranging in severity from a firm only disruption to a regional disruption.
Trade Manage's recovery time from an SBD will depend on the severity and significance of the event.
Trade manage Capital., Inc. has a functional offsite facility located in Northern New Jersey providing an alternative location from which we can reasonably operate under such a SBD. In the event of a catastrophic failure on a scale up to and including a citywide disruption,
Trade Manage will continue business operations from this offsite facility. Clients will continue to contact us via phone at (800) 221-5676.
Trade manage Capital., Inc. maintains a relationship with Pershing LLC. We fully introduce your accounts to
Pershing, LLC as they maintain your assets and settle your transactions on your behalf. In the event of a regional catastrophic event including, but not limited to a natural disaster, terrorist attack, or other severe failure where Trade manage Capital., Inc. can no longer conduct business,
this Firm may be contacted via phone at the following number:
Pershing - Alan Finkelstein...201-413-2530
If you have any questions regarding this summary, please call (800) 221-5676.